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Regulation NMS
Results: 1042

#	Item
701	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]April 8, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Amendment No. 1, and Order Granting A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-09 10:27:53 Finance Stock market United States Securities and Exchange Commission Financial regulation Short selling Order Regulation NMS Chicago Stock Exchange Futures contract Financial economics Investment Financial markets
702	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 28, 2011 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-29 10:20:16 United States Securities and Exchange Commission Financial system Market maker Regulation NMS Securities Exchange Act Futures contract NASDAQ Options Price Reporting Authority Options Clearing Corporation Financial economics Financial markets Finance
703	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]December 31, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-31 15:23:05 Chicago Stock Exchange National market system plan Rebate Regulation NMS Securities Exchange Act Economy of the United States Financial economics Financial system United States Securities and Exchange Commission Financial markets Self-regulatory organizations
704	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]February 6, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-07 13:51:42 Economy of the United States Financial regulation United States 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Chicago Stock Exchange New York Stock Exchange United States securities law United States Securities and Exchange Commission Self-regulatory organizations
705	SR-BYX[removed]Exhibit 5 Page 36 of 37 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-13 09:30:43 Regulation NMS Stock market Order Financial markets
706	Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGX Rules 11.9 and 11.5 Regarding Step-up Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-22 09:30:39 Investment NYSE Euronext Business 73rd United States Congress United States securities law New York Stock Exchange Regulation NMS Order Rulemaking Stock market United States Securities and Exchange Commission Financial economics
707	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-05 10:29:23 73rd United States Congress Securities Exchange Act Economy of the United States U.S. Securities and Exchange Commission Regulation NMS Financial regulation United States United States Securities and Exchange Commission United States securities law Chicago Stock Exchange
708	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary[removed]to Amex Rule 916; Rel. No[removed], File No. SR-Amex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-07 15:07:23 Finance Financial system 73rd United States Congress United States securities law Short selling Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission National market system plan Financial markets United States Securities and Exchange Commission Financial economics
709	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 22, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Acc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-23 13:07:51 Investment NYSE Euronext Finance Stock market Economy of the United States New York Stock Exchange Regulation NMS Order NYSE Arca Financial markets Financial economics United States Securities and Exchange Commission
710	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 30, 2008 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-02 10:27:49 Financial economics Financial system Financial regulation NYSE Euronext Economy of the United States Securities Exchange Act New York Stock Exchange NYSE Arca Regulation NMS United States Securities and Exchange Commission United States securities law Financial markets

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